Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CLEVELAND CAPITAL MANAGEMENT, L.L.C.

CRD 341686

Rocky River, OH

Corporate platform

LLC

$215.8M2 advisorsPercentage of AUM; Performance-based feesView
VENNLIGHT CAPITAL MANAGEMENT, LP

CRD 329148

CT

Corporate platform

LP

$215.7M3 advisorsPerformance-based fees; MANAGEMENT DRAWView
LEVIN FUNDING GROUP LLC

CRD 170087

Tucson, AZ

Corporate platform

LLC

$215.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
VALUES FIRST ADVISORS, INC.

CRD 148532

Johnson City, TN

Corporate platform

Corporation

$215.4M9 advisorsPercentage of AUM · Hourly charges +1 moreView
ADVANTAGE INVESTMENT MANAGEMENT

CRD 146493

Louisville, KY

Corporate platform

LLC

$215.4M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ILLUMINE INVESTMENT MANAGEMENT, LLC

CRD 311661

Poulsbo, WA

Corporate platform

LLC

$215.2M5 advisorsPercentage of AUMView
PROVIDENCE FINANCIAL AND INSURANCES, INC.

CRD 141988

Woodland Hills, CA

Corporate platform

Corporation

$215.0M6 advisorsPercentage of AUM; CommissionsView
FINANCIAL SERVICE GROUP INC

CRD 107893

Mount Pleasant, WI

Corporate platform

Corporation

$215.0M3 advisorsHourly charges · Fixed fees +1 moreView
FLORIAN FINANCIAL GROUP LLC

CRD 123869

Williamsville, NY

Corporate platform

LLC

$215.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
BROADWAY ADVISOR GROUP

CRD 324281

Albany, NY

Corporate platform

LLC

$214.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
SCHULTZ FINANCIAL GROUP INCORPORATED

CRD 108724

Reno, NV

Corporate platform

Corporation

$214.8M4 advisorsHourly charges; Fixed feesView
ARCHON CAPITAL MANAGEMENT LLC

CRD 130499

Seattle, WA

Corporate platform

LLC

$214.6M4 advisorsPercentage of AUM; Performance-based feesView
4THOUGHT FINANCIAL GROUP INC.

CRD 162997

Syosset, NY

Corporate platform

Corporation

$214.3M5 advisorsPercentage of AUM · Hourly charges +2 moreView
CONTINUITY WEALTH MANAGEMENT, CORP.

CRD 111010

Portland, OR

Corporate platform

Corporation

$214.3M2 advisorsPercentage of AUMView
OBJECTIVE CAPITAL MANAGEMENT, LLC

CRD 156013

Fairlawn, OH

Corporate platform

LLC

$214.2M4 advisorsPercentage of AUM; Hourly chargesView
COMPASS PLANNING ASSOCIATES, INC.

CRD 128014

CA

Corporate platform

Corporation

$213.9M3 advisorsHourly charges; Fixed feesView
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

CRD 120084

Jacksonville, FL

Corporate platform

Corporation

$213.5M2 advisorsPercentage of AUMView
LONG POINT CAPITAL, INC

CRD 163061

New York, NY

Corporate platform

Corporation

$213.5M5 advisorsPercentage of AUM · Fixed fees +2 moreView
724 ASSET MANAGEMENT, LLC

CRD 318169

MI

Corporate platform

LLC

$213.4M2 advisorsPercentage of AUMView
ELITE INCOME ADVISORS, INC.

CRD 285429

Ellicott City, MD

Corporate platform

Corporation

$213.4M6 advisorsHourly charges · Fixed fees +1 moreView
MIAI, INC.

CRD 111695

Dallas, TX

Corporate platform

Corporation

$213.3M4 advisorsPercentage of AUM · Hourly charges +2 moreView
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

CRD 173083

Williamsburg, VA

Corporate platform

Corporation

$213.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
J.E. SIMMONS & CO., P.C.

CRD 108789

Dallas, TX

Corporate platform

Corporation

$213.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
SIMMONS CAPITAL GROUP

CRD 281122

Halfmoon, NY

Corporate platform

Corporation

$213.0M8 advisorsPercentage of AUM · Hourly charges +1 moreView
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