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ADVANTAGE INVESTMENT MANAGEMENT
GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC
CRD 146493 · SEC 801-125798
2319 LIME KILN LANE, SUITE A, LOUISVILLE, KY, 40222, United States
Phone
502-212-3000
Fax
502-212-3001
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$215.4M
Discretionary AUM
$167.9M
Team
10 total employees; 5 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 310 | $72.7M |
| High net worth individuals | 43 | $110.6M |
| Pension/profit sharing plans | 8 | $25.0M |
| Charitable organizations | 4 | $7.1M |
| Corporations/business entities | 4 | $32K |
States served
CA, IN, KY, PA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD