4THOUGHT FINANCIAL GROUP INC.

CRD 162997 · SEC 801-74692

Visit website

6851 JERICHO TURNPIKE, SUITE 120, SYOSSET, NY, 11791, United States

Phone

516-300-1617

Fax

516-802-7524

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$214.3M

Discretionary AUM

$208.9M

Team

6 total employees; 5 advisory reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Subscription fees; Fixed fees

Org form

Corporation

Filing date

2026-01-05

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicals

Client types

Type	Clients	AUM
Individuals	297	$171.0M
Pension/profit sharing plans	42	$37.4M
Corporations/business entities	5	$5.9M

States served

CA, MA, NJ, NY, CT, FL

All web addresses on file

HTTP://WWW.4TFG.COM
HTTPS://WWW.FACEBOOK.COM/4THOUGHTFINANCIALGROUP/
HTTPS://WWW.LINKEDIN.COM/COMPANY/3043702/
https://www.youtube.com/channel/UCEHRK-25mAwfTlNzdvFSN3g

Official SEC filing: View on IAPD