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COMPASS PLANNING ASSOCIATES, INC.

CRD 128014 · SEC 801-129110

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VT, United States

Phone

617-523-4666

Fax

617-249-0631

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$213.9M

Discretionary AUM

$196.8M

Team

3 total employees; 3 advisory reps; 495 broker-dealer reps

Clients

More than 500

Fees

Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-02-18

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals6$4.9M
High net worth individuals66$209.0M

States served

VT, CA, CO, ME, MD, MA, NY, PA, TX, NH, CT, FL

All web addresses on file

Official SEC filing: View on IAPD