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BROADWAY ADVISOR GROUP
CRD 324281 · SEC 801-127086
368 BROADWAY, FIRST FLOOR, ALBANY, NY, 12207, United States
Phone
518-477-3626
Fax
518-477-4061
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$214.9M
Discretionary AUM
$203.7M
Team
4 total employees; 3 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 244 | $65.6M |
| High net worth individuals | 71 | $137.2M |
| Pension/profit sharing plans | 5 | $11.2M |
| Corporations/business entities | 1 | $937K |
States served
NJ, NY, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD