How many financial advisors are in Springfield, Massachusetts?

Falists lists 7 registered investment advisers with a principal office or filing address in Springfield, Massachusetts, based on public SEC IAPD data.

How do financial advisors in Springfield charge fees?

Fee structures vary by firm. In Springfield, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Springfield?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

Massachusetts · 7 advisers

Financial Advisors in Springfield, Massachusetts

Looking for a financial advisor in Springfield, Massachusetts? Falists indexes 7 SEC-registered and state-registered investment advisers in Springfield — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 4 firms list a website you can visit directly. Firms in this directory manage up to $115.64B in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$115.64B

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth6 Planning4 Trusts5 Retirement3 Institutional4

Top advisors in Springfield

Ranked by AUM · Fees, team & specialties at a glance

View all 7 →

MML INVESTORS SERVICES, LLC

Springfield, MA

AUM

$115.64B

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

4961 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +2 more

(413) 226-0000

Full profile Visit site →

MML INVESTMENT ADVISERS, LLC

Springfield, MA

AUM

$24.55B

Wealth Mgmt

Team

11 advisors

Clients

—

Fees

Percentage of AUM; A PERCENTAGE OF AUM OF CIT FUNDS FOR OVERLAY ADVISORY SERVICES

413-744-1000

Full profile Visit site →

ST. GERMAIN INVESTMENT MANAGEMENT

Springfield, MA

AUM

$3.79B

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

30 advisors

Clients

1-10

Fees

Percentage of AUM

413-733-5111

Full profile Visit site →

USA 401K

Springfield, MA

AUM

$8K

Financial PlanningWealth Mgmt

Team

1 advisors

Clients

Fees

Percentage of AUM

413-636-1614

Full profile Visit site →

SCHWERIN BOYLE CAPITAL MANAGEMENT, INC

Springfield, MA

AUM

$1.21B

Wealth MgmtTrusts & EstatesInstitutional

Team

4 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

413-784-0990

Full profileNo website

HEAPHY INVESTMENTS, LLC

Springfield, MA

AUM

$67.2M

Wealth MgmtTrusts & Estates

Team

2 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

413-736-8805

Full profileNo website

MP FINANCIAL SERVICES, LLC

Springfield, MA

AUM

—

Financial PlanningFee-Only/Hourly

Team

2 employees

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

413-739-1800

Full profileNo website

More cities in Massachusetts

Boston (512)Cambridge (66)Wellesley (29)Waltham (26)Newton (25)Needham (21)Braintree (19)Burlington (16)Hingham (14)Andover (13)Concord (11)Framingham (11)

Common questions

How many financial advisors are in Springfield, Massachusetts?: 7 registered investment advisers are listed in our Springfield directory, sourced from public SEC filings.
What types of advisors are in Springfield?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Springfield?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.