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MML INVESTORS SERVICES, LLC
CRD 10409 · SEC 801-44264
1295 STATE STREET, SPRINGFIELD, MA, 01111-0001, United States
Phone
(413) 226-0000
Fax
(413)744-1295
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$115.64B
Discretionary AUM
$70.67B
Team
6976 total employees; 4961 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees; SOLICITORS FEES
Org form
Limited Liability Company
Filing date
2026-05-05
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsASSET ALLOCATION PROGRAMS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 447952 | $105.77B |
| High net worth individuals | 885 | $6.16B |
| Banking/thrift institutions | 12 | $91.6M |
| Investment companies | 1 | $86K |
| Pension/profit sharing plans | 3379 | $1.44B |
| Charitable organizations | 733 | $306.7M |
| Corporations/business entities | 1873 | $1.87B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD