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HEAPHY INVESTMENTS, LLC
CRD 151849 · SEC 801-70962
32 HAMPDEN STREET, SPRINGFIELD, MA, 01103, United States
Phone
413-736-8805
Fax
413-736-4474
Registration
— (—)
Source
State registered
Total AUM
$67.2M
Discretionary AUM
$67.2M
Team
3 total employees; 2 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees; MINIMUM ANNUAL FEE OF $1,000
Org form
Limited Liability Company
Filing date
2026-03-11
Disciplinary history
No
Services
Portfolio management (individuals)FIDUCIARY TAX PREPARATION; ACCOUNTING FOR TAX PREPARATION, OVERSIGHT OF CARE MANAGEMENT
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 83 | $20.2M |
| High net worth individuals | 16 | $46.1M |
Official SEC filing: View on IAPD