ST. GERMAIN INVESTMENT MANAGEMENT

ST. GERMAIN INVESTMENT MANAGEMENT, INC.

CRD 155186 · SEC 801-12471

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1500 MAIN ST, 25TH FLOOR, SPRINGFIELD, MA, 01115-1001, United States

Phone

413-733-5111

Fax

413-747-0848

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$3.79B

Discretionary AUM

$3.78B

Team

42 total employees; 30 advisory reps

Clients

1-10

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-03-27

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Publication of periodicals

Client types

Type	Clients	AUM
Individuals	4552	$1.26B
High net worth individuals	1909	$2.27B
Pension/profit sharing plans	108	$14.8M
Charitable organizations	113	$142.1M
State/municipal entities	3	$3.2M
Corporations/business entities	37	$103.9M

States served

VT, AL, AZ, CA, CO, DE, DC, GA, IL, IA, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, OH, OR, PA, RI, SC, TN, UT, VA, WI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD