Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
NBC SECURITIES, INC.

CRD 17870

Birmingham, AL

Corporate platform

Corporation

$1.78B63 advisorsPercentage of AUM · Hourly charges +1 moreView
TFC FINANCIAL MANAGEMENT INC

CRD 105062

Boston, MA

Corporate platform

Corporation

$1.78B12 advisorsPercentage of AUM · Hourly charges +1 moreView
AEGIS CAPITAL CORP.

CRD 15007

New York, NY

Corporate platform

Corporation

$1.78B92 advisorsPercentage of AUM; Hourly chargesView
CAHILL FINANCIAL ADVISORS, INC.

CRD 109890

Edina, MN

Corporate platform

Corporation

$1.77B12 advisorsPercentage of AUM · Hourly charges +1 moreView
KAISER PARTNER FINANCIAL ADVISORS LTD.

CRD 149431

ZüRich, CA

Corporate platform

Corporation

$1.76B6 advisorsPercentage of AUM · Hourly charges +1 moreView
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC

CRD 107630

Neenah, WI

Corporate platform

Corporation

$1.76B11 advisorsPercentage of AUM · Hourly charges +1 moreView
GFI INVESTMENT COUNSEL

CRD 332720

Toronto, Ontario

Corporate platform

Corporation

$1.75B7 advisorsPercentage of AUM; Performance-based feesView
FINANCIAL SECURITY ADVISORY INC

CRD 110746

Virginia Beach, VA

Corporate platform

Corporation

$1.74B43 advisorsPercentage of AUM; Hourly chargesView
WBH ADVISORY, INC.

CRD 105289

Baltimore, MD

Corporate platform

Corporation

$1.74B11 advisorsPercentage of AUM · Hourly charges +1 moreView
FELDMAN, INGARDONA & CO

CRD 29449

Downers Grove, IL

Corporate platform

Corporation

$1.73B6 advisorsPercentage of AUM; Fixed feesView
ALLY INVEST ADVISORS

CRD 170301

Charlotte, NC

Corporate platform

Corporation

$1.73B8 advisorsPercentage of AUMView
STAFFORD CAPITAL PARTNERS INC.

CRD 171419

Austin, TX

Corporate platform

Corporation

$1.72B15 advisorsPercentage of AUM; Performance-based feesView
NOVEM GROUP

CRD 158964

Rochester, NY

Corporate platform

Corporation

$1.72B50 advisorsPercentage of AUM · Hourly charges +1 moreView
ARGENT ADVISORS, INC.

CRD 112028

Ruston, LA

Corporate platform

Corporation

$1.71B12 advisorsPercentage of AUM · Hourly charges +1 moreView
BROADWOOD CAPITAL, INC

CRD 159286

New York, NY

Corporate platform

Corporation

$1.71B5 advisorsPercentage of AUM · Fixed fees +1 moreView
HOUSATONIC PARTNERS

CRD 157618

San Francisco, CA

Corporate platform

Corporation

$1.71B11 advisorsPercentage of AUM; CARRIED INTEREST ALLOCATIONSView
GILBERT & COOK, INC.

CRD 283112

West Des Moines, IA

Corporate platform

Corporation

$1.70B17 advisorsPercentage of AUM · Hourly charges +1 moreView
CORUNDUM GROUP, INC.

CRD 106490

Colorado Springs, CO

Corporate platform

Corporation

$1.69B11 advisorsPercentage of AUM · Hourly charges +2 moreView
WELLINGTON CONSULTING SERVICES INC

CRD 105837

Chantilly, VA

Corporate platform

Corporation

$1.69B9 advisorsPercentage of AUMView
NEVASTAR FINANCE LTD

CRD 172523

London

Corporate platform

Corporation

$1.68B13 advisorsPercentage of AUM; Performance-based feesView
SMITH AFFILIATED CAPITAL CORP.

CRD 107675

New York, NY

Corporate platform

Corporation

$1.68B8 advisorsPercentage of AUMView
PRIMUS CAPITAL PARTNERS, INC.

CRD 156861

Atlanta, GA

Corporate platform

Corporation

$1.67B18 advisorsPercentage of AUM; Performance-based feesView
CANNON FINANCIAL STRATEGISTS, INC.

CRD 133509

Athens, GA

Corporate platform

Corporation

$1.67B27 advisorsPercentage of AUM · Hourly charges +1 moreView
ORANGE INVESTMENT ADVISORS, INC.

CRD 107387

Goshen, NY

Corporate platform

Corporation

$1.67B8 advisorsPercentage of AUM · Hourly charges +2 moreView
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