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NOVEM GROUP

CRD 158964 · SEC 801-72741

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350 LINDEN OAKS, SUITE 140, ROCHESTER, NY, 14625, United States

Phone

585-348-9525

Fax

585-348-9513

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.72B

Discretionary AUM

$1.45B

Team

52 total employees; 50 advisory reps; 4 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-02-27

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersPublication of periodicalsEducational seminars

Client types

TypeClientsAUM
Individuals3253$825.7M
High net worth individuals260$546.9M
Pension/profit sharing plans137$343.6M
Charitable organizations2$1.3M
State/municipal entities1$118K

States served

VT, AZ, CA, CO, DC, GA, IL, IA, KS, LA, ME, MD, MA, MI, NE, NJ, NY, NC, ND, OH, OR, PA, RI, SC, TN, VA, WA, TX, NH, CT, FL

All web addresses on file

Official SEC filing: View on IAPD