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AEGIS CAPITAL CORP.
CRD 15007 · SEC 801-71386
1345 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY, 10105, United States
Phone
212-813-1010
Fax
212-937-3916
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.78B
Discretionary AUM
$124.8M
Team
260 total employees; 92 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-02-26
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1914 | $1.10B |
| High net worth individuals | 1116 | $439.1M |
| Pooled investment vehicles | 32 | $219.4M |
| Corporations/business entities | 21 | $17.3M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.instagram.com/aegiscapcorp/
- https://www.linkedin.com/company/aegis-capital
- https://www.pinterest.com/AegisCapitalCorp/
- https://www.dailymotion.com/aegiscapitalcorp
- https://www.riwm.net
- https://www.larchmontwealth.com
- https://www.roccojlafaro.com
- https://www.ClaytonShum.com
- https://www.ellitosherer.com
- https://www.blueanchorwealthmanagement.com
- https://www.parfinancial.com
- https://www.mfiinvest.com
- https://www.aegiscapitalcorp.com/Daniel-caso
- https://www.aegiscapitalcorp.com/Josh-Feldman
- HTTP://WWW.AEGISCAPCORP.COM
- https://www.facebook.com/Aegis-Capital-Corp-199310583554678/
- https://www.youtube.com/channel/UCco5R6ceB6h8oCvJKJmDHig
- https://vimeo.com/aegiscapitalcorp
- https://twitter.com/AegisCapCorp/
Official SEC filing: View on IAPD