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SMITH AFFILIATED CAPITAL CORP.
SMITH AFFILIATED CAPITAL CORP
CRD 107675 · SEC 801-17037
45 BROADWAY, SUITE 210, NEW YORK, NY, 10006, United States
Phone
212-644-9440
Fax
212-644-1979
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.68B
Discretionary AUM
$852.5M
Team
10 total employees; 8 advisory reps
Clients
—
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 60 | $116.4M |
| High net worth individuals | 21 | $252.0M |
| Pension/profit sharing plans | 6 | $73.1M |
| Other investment advisers | 81 | $44.3M |
| Corporations/business entities | 17 | $1.04B |
States served
CA, LA, NY, OR, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD