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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Corporate platformCorporationWebsite listed

KOVACK ADVISORS, INC.

Ft.. Lauderdale, FL

AUM

$6.28B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

300 advisors

Clients

51-100

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

J. SAFRA ASSET MANAGEMENT CORPORATION

New York City, NY

AUM

$6.26B

Licensed in CA, CO, DE +5 states
CACODEMANJNY+2
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

Team

13 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

SPC

Ann Arbor, MI

AUM

$6.10B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

471 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

NICHOLAS CO INC

Milwaukee, WI

AUM

$6.08B

Licensed in WI
WI
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

Team

7 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

DANA INVESTMENT ADVISORS INC

Waukesha, WI

AUM

$6.08B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

Team

28 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

FACET

West Palm Beach, FL

AUM

$6.04B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & Estates
  • Financial planning
  • Portfolio management (individuals)

Team

55 advisors

Clients

More than 500

Fees

Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

VERATIS ADVISORS, INC.

Cary, NC

AUM

$5.99B

Licensed in LA, NC, VA
LANCVA
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

4 advisors

Clients

51-100

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

FOYSTON, GORDON & PAYNE INC.

Toronto

AUM

$5.96B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

22 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

REAVES ASSET MANAGEMENT

Jersey City, NJ

AUM

$5.94B

Licensed in AL, CA, DE +18 states
ALCADEGAIDIL+15
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

Team

7 advisors

Clients

—

Fees

Percentage of AUM; PERCENTAGE OF ASSETS MANAGED BY OTHERS USING OUR MODEL (UMA)

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Corporate platformCorporationWebsite listed

RICHMOND CAPITAL MANAGEMENT INC

Richmond, VA

AUM

$5.93B

Licensed in CA, GA, MI +8 states
CAGAMIMSNYOH+5
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

10 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

INDEX FUND ADVISORS, INC.

Irvine, CA

AUM

$5.93B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

30 advisors

Clients

More than 500

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD

AUM

$5.90B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth Mgmt
  • Financial planning
  • Portfolio management (individuals)

Team

66 advisors

Clients

More than 500

Fees

Percentage of AUM; SEE SCHEDULE D

View detailsVisit website
Corporate platformCorporationWebsite listed

DEPRINCE, RACE & ZOLLO, INC.

Winter Park, FL

AUM

$5.89B

Licensed in CA, NE, OK +2 states
CANEOKTXFL
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

14 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

COMPLUS ASSET MANAGEMENT LIMITED

Hong Kong

AUM

$5.87B

Single-office firm
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

9 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

NS PARTNERS LTD

London

AUM

$5.86B

Single-office firm
Wealth MgmtInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

17 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

SYM FINANCIAL ADVISORS

Winona Lake, IN

AUM

$5.81B

Licensed in AL, AZ, CA +21 states
ALAZCAGAILIN+18
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

49 advisors

Clients

More than 500

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

BECKER CAPITAL MANAGEMENT, INC.

Portland, OR

AUM

$5.73B

Licensed in AZ, CA, CO +11 states
AZCACOIDILNV+8
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

20 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

DALTON INVESTMENTS, INC.

El Segundo, CA

AUM

$5.72B

Licensed in CA, NV, NY
CANVNY
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

17 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

WEDBUSH SECURITIES INC.

Pasadena, CA

AUM

$5.68B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

202 advisors

Clients

251-500

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

DUNHAM

San Diego, CA

AUM

$5.63B

Licensed in AZ, CA, CO +11 states
AZCACONVNJNY+8
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

9 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

DONALD SMITH & CO., INC.

New York, NY

AUM

$5.60B

Based in NY
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

6 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

PENTEGRA INVESTORS, INC.

Shelton, CT

AUM

$5.60B

Licensed in NJ, NY, CT
NJNYCT
Wealth MgmtRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

5 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

GREEN COURT CAPITAL MANAGEMENT LIMITED

Central, Hong Kong

AUM

$5.54B

Single-office firm
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

22 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
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