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WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

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ATTN: COMPLIANCE DEPT., 225 S. LAKE AVE PENTHOUSE, PASADENA, CA, 91101, United States

Phone

213-688-8000

Fax

213-688-6653

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$5.68B

Discretionary AUM

$3.94B

Team

897 total employees; 202 advisory reps

Clients

251-500

Fees

Percentage of AUM; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-04-16

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

TypeClientsAUM
Individuals7291$2.62B
High net worth individuals2636$2.77B
Pooled investment vehicles4$4.3M
Charitable organizations13$101.0M
Corporations/business entities66$161.2M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD