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SPC
SIGMA PLANNING CORPORATION
CRD 110692 · SEC 801-20404
300 PARKLAND PLAZA, ANN ARBOR, MI, 48103, United States
Phone
734-663-1611
Fax
734-663-0213
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$6.10B
Discretionary AUM
$6.10B
Team
471 total employees; 471 advisory reps; 4483 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees; SEMINAR ATTENDANCE FEES
Org form
Corporation
Filing date
2026-05-07
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsCONSULTATION SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 29763 | $4.14B |
| High net worth individuals | 832 | $1.73B |
| Pension/profit sharing plans | 190 | $28.0M |
| Charitable organizations | 21 | $8.2M |
| State/municipal entities | 10 | $0 |
| Corporations/business entities | 100 | $189.6M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.tiktok.com/@axtella_
- https://www.linkedin.com/company/sigma-financial-corporation/
- https://www.youtube.com/channel/UCZ-mL-B8_XrtvEdehKaQhJQ
- https://www.twitter.com/axtella_
- HTTPS://WWW.SPC4CLIENTS.COM
- https://www.linkedin.com/company/axtella300/
- HTTPS://WWW.SIGMAFINANCIAL.COM
- https://www.facebook.com/DiscoverAxtella/
- HTTPS://WWW.PARKLANDSECURITIES.COM
- HTTPS://WWW.PARKLAND4CLIENTS.COM
- HTTPS://WWW.SIGMA4CLIENTS.COM
- https://www.axtella.com
- http://internal.bdops.com/
- https://www.instagram.com/axtella_/
Official SEC filing: View on IAPD