← Back to searchVisit website
DUNHAM
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
CRD 13162 · SEC 801-25803
6256 GREENWICH DRIVE, SUITE 550, SAN DIEGO, CA, 92122, United States
Phone
858-964-0500
Fax
858-964-0505
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$5.63B
Discretionary AUM
$4.74B
Team
43 total employees; 9 advisory reps; 13200 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Corporation
Filing date
2026-04-16
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersASSET-ALLOCATION SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 10820 | $1.97B |
| High net worth individuals | 1954 | $3.16B |
| Investment companies | 15 | $335.7M |
| Pension/profit sharing plans | 45 | $25.9M |
| Charitable organizations | 149 | $38.5M |
| Corporations/business entities | 172 | $99.7M |
States served
AZ, CA, CO, NV, NJ, NY, OR, UT, VA, WY, WA, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD