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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Corporate platformCorporationWebsite listed

VALMARK ADVISERS, INC.

Akron, OH

AUM

$10.17B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

280 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

PLANMEMBER SECURITIES CORPORATION

Carpinteria, CA

AUM

$10.12B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

425 advisors

Clients

101-250

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

CONRAD SIEGEL INVESTMENT ADVISORS

Harrisburg, PA

AUM

$10.12B

Licensed in CA, GA, LA +7 states
CAGALAMDNJNY+4
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

22 advisors

Clients

26-50

Fees

Percentage of AUM · Hourly charges +1 more

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Corporate platformCorporationWebsite listed

SPROTT ASSET MANAGEMENT USA INC.

Darien, CT

AUM

$10.12B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

35 advisors

Clients

1-10

Fees

Percentage of AUM; Performance-based fees

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Corporate platformCorporationWebsite listed

MCQUEEN FINANCIAL ADVISORS II, INC.

Clawson, MI

AUM

$10.09B

Licensed in IL, MI, NE +2 states
ILMINENYOH
Wealth MgmtTrusts & EstatesInstitutionalFee-Only/Hourly
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

17 advisors

Clients

—

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

DUPONT CAPITAL MANAGEMENT

Wilmington, DE

AUM

$10.09B

Licensed in DE
DE
Wealth MgmtRetirement
  • Portfolio management (pooled vehicles)
  • Selection of other advisers

Team

16 advisors

Clients

—

Fees

Percentage of AUM · Performance-based fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

FIDUCIARY COUNSELLING INC

St. Paul, MN

AUM

$10.06B

Licensed in CA, IL, MD +13 states
CAILMDMAMNMT+10
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

18 advisors

Clients

251-500

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

HANTZ FINANCIAL SERVICES, INC.

Southfield, MI

AUM

$10.00B

Licensed in AL, AK, AZ +48 states
ALAKAZARCACO+45
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

Team

333 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

MEKETA INVESTMENT GROUP INC

Westwood, MA

AUM

$9.99B

Licensed in CA, CO, IL +7 states
CACOILLAMANY+4
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting

Team

118 advisors

Clients

—

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

INTELLICENTS INVESTMENT SOLUTIONS INC

Albert Lea, MN

AUM

$9.92B

Licensed in AK, AZ, AR +44 states
AKAZARCACODC+41
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

48 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED

Edinburgh, AL

AUM

$9.89B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

16 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

ONE QUEEN CAPITAL INC.

Toronto, Ontario

AUM

$9.86B

Single-office firm
Wealth MgmtRetirement
  • Portfolio management (pooled vehicles)

Team

6 advisors

Clients

—

Fees

Fixed fees; PERCENTAGE OF ORIGINAL INVESTMENT AMOUNT

View detailsVisit website
Corporate platformCorporationWebsite listed

VR ADVISORY SERVICES LTD.

New York, NY

AUM

$9.77B

Based in NY
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

13 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

F L PUTNAM INVESTMENT MANAGEMENT CO.

Lynnfield, MA

AUM

$9.72B

Licensed in AL, AZ, CA +33 states
ALAZCACODCGA+30
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

90 advisors

Clients

More than 500

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

THE AMERIFLEX GROUP

Las Vegas, NV

AUM

$9.66B

Licensed in AZ, CA, CO +37 states
AZCACODEGAID+34
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

Team

181 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

SIMPLIFY ASSET MANAGEMENT INC.

Las Vegas, NV

AUM

$9.64B

Licensed in CA, NV, NY +2 states
CANVNYTXFL
Wealth MgmtInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

17 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

HARBOUR INVESTMENTS, INC.

Madison, WI

AUM

$9.60B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

213 advisors

Clients

101-250

Fees

Percentage of AUM · Hourly charges +3 more

View detailsVisit website
Corporate platformCorporationWebsite listed

GAM LONDON LIMITED

London

AUM

$9.42B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

11 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

RESOLUTION CAPITAL LIMITED

Sydney, Nsw

AUM

$9.39B

Single-office firm
Wealth MgmtRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

15 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

AXIUM INFRASTRUCTURE INC.

Montreal, Quebec

AUM

$9.28B

Single-office firm
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

89 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

ITAU USA ASSET MANAGEMENT

New York, NY

AUM

$9.27B

Based in NY
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

14 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +2 more

View detailsVisit website
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