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HARBOUR INVESTMENTS, INC.
CRD 19258 · SEC 801-29185
575 D'ONOFRIO DRIVE, SUITE 300, MADISON, WI, 53719, United States
Phone
608-662-6100
Fax
608-662-6101
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$9.60B
Discretionary AUM
$7.62B
Team
232 total employees; 213 advisory reps; 3203 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Subscription fees; Fixed fees; Commissions
Org form
Corporation
Filing date
2026-06-18
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 28325 | $6.65B |
| High net worth individuals | 1502 | $2.60B |
| Pension/profit sharing plans | 227 | $71.5M |
| Charitable organizations | 159 | $125.3M |
| Corporations/business entities | 96 | $46.5M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.youtube.com/channel/UCQiYC2WZTy9SmMX8DRoMN1w
- https://www.youtube.com/user/amhager8129
- https://www.youtube.com/channel/UCKkp8utFAxdTTYWzBpx2T-A
- HTTPS://WWW.LINKEDIN.COM/COMPANY/711277/
- https://www.linkedin.com/in/harbour-compliance-7153ab11/
- HTTPS://WWW.FACEBOOK.COM/HARBOURINV/
- https://twitter.com/HarbourComp
- HTTPS://WWW.HARBOURINV.COM
Official SEC filing: View on IAPD