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PLANMEMBER SECURITIES CORPORATION
CRD 11869 · SEC 801-39177
6187 CARPINTERIA AVENUE, CARPINTERIA, CA, 93013, United States
Phone
805-684-1199
Fax
805-684-3500
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$10.12B
Discretionary AUM
$10.12B
Team
429 total employees; 425 advisory reps; 125 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsPROVIDES INVESTMENT SUPERVISORY SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 68543 | $7.71B |
| High net worth individuals | 898 | $1.48B |
| Pension/profit sharing plans | 126 | $900.0M |
| Charitable organizations | 22 | $7.7M |
| Corporations/business entities | 56 | $21.5M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD