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SPROTT ASSET MANAGEMENT USA INC.
CRD 139022 · SEC 801-66131
320 POST ROAD, SUITE 230, DARIEN, CT, 06820, United States
Phone
203-656-2400
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$10.12B
Discretionary AUM
$8.70B
Team
64 total employees; 35 advisory reps
Clients
1-10
Fees
Percentage of AUM; Performance-based fees
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 2039 | $423.5M |
| High net worth individuals | 1062 | $2.24B |
| Investment companies | 14 | $6.53B |
| Pooled investment vehicles | 4 | $377.5M |
| Pension/profit sharing plans | 54 | $89.7M |
| Charitable organizations | 5 | $125.3M |
| Corporations/business entities | 184 | $326.1M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD