Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

CRD 145694

London, AL

Corporate platform

Corporation

$195.8M5 advisorsPercentage of AUM; Performance-based feesView
J.K. FINANCIAL, INC.

CRD 114929

Dallas, TX

Corporate platform

Corporation

$195.8M2 advisorsPercentage of AUM; Hourly chargesView
J2 CAPITAL MANAGEMENT, INC.

CRD 152964

Troy, MI

Corporate platform

Corporation

$195.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
MARVIN & PALMER ASSOCIATES

CRD 105399

Wilmington, DE

Corporate platform

Corporation

$195.7M4 advisorsPercentage of AUM; Performance-based feesView
CHARTER WEALTH MANAGEMENT

CRD 162299

Raleigh, NC

Corporate platform

Corporation

$195.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CLARK & STUART INC

CRD 107991

Portland, ME

Corporate platform

Corporation

$195.6M4 advisorsPercentage of AUMView
FRAZEE INVESTMENT CONSULTING, INC.

CRD 123662

Memphis, TN

Corporate platform

Corporation

$195.5M2 advisorsPercentage of AUM · Fixed fees +1 moreView
PLAN FINANCIAL

CRD 44960

Fresno, CA

Corporate platform

Corporation

$195.4M6 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTHSTAR FINANCIAL ADVISORS, INC.

CRD 124194

NJ

Corporate platform

Corporation

$195.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
OHIGGINS ASSET MANAGEMENT INC

CRD 107194

NY

Corporate platform

Corporation

$194.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
AMUNI FINANCIAL, INC.

CRD 8365

St. Petersburg, FL

Corporate platform

Corporation

$194.6M12 advisorsPercentage of AUMView
LIBERTY FINANCIAL GROUP, INC.

CRD 111272

Elm Grove, WI

Corporate platform

Corporation

$194.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
T.T.G. FINANCIAL, INC.

CRD 129004

Canton, OH

Corporate platform

Corporation

$194.0M4 advisorsPercentage of AUM; Hourly chargesView
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.

CRD 108692

New York, NY

Corporate platform

Corporation

$193.6M4 advisorsPercentage of AUM; Performance-based feesView
D. M. BRENNER, INC.

CRD 134398

Solana Beach, CA

Corporate platform

Corporation

$193.6M3 advisorsPercentage of AUM; Fixed feesView
PINE HAVEN INVESTMENT COUNSEL, INC.

CRD 129365

CA

Corporate platform

Corporation

$193.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPE ANN CAPITAL, INC.

CRD 128942

Concord, MA

Corporate platform

Corporation

$193.0M2 advisorsPercentage of AUM; Fixed feesView
WICKHAM FINANCIAL & INSURANCE SERVICES

CRD 307299

Marietta, GA

Corporate platform

Corporation

$193.0M3 advisorsPercentage of AUMView
NUMA

CRD 164602

Miami, FL

Corporate platform

Corporation

$192.7M1 advisorsPercentage of AUM · Fixed fees +1 moreView
FINANCIAL ELEMENTS, INC

CRD 148557

Rolling Meadows, IL

Corporate platform

Corporation

$192.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
EXCEL CAPITAL MANAGEMENT CORP

CRD 109229

Warren, NJ

Corporate platform

Corporation

$192.5M2 advisorsPercentage of AUMView
SOUTHERN CAPITAL SERVICES INC

CRD 105582

Daphne, AL

Corporate platform

Corporation

$192.5M6 advisorsPercentage of AUMView
CIG ASSET MANAGEMENT, INC.

CRD 123609

Southfield, MI

Corporate platform

Corporation

$192.5M5 advisorsPercentage of AUM · Fixed fees +1 moreView
OAK TREE INVESTMENT ADVISORS

CRD 111095

Pittsburgh, PA

Corporate platform

Corporation

$192.2M2 advisorsPercentage of AUMView
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