Falists
← Back to search

MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.

CRD 108692 · SEC 801-55062

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

1270 AVENUE OF THE AMERICAS, SUITE 214, NEW YORK, NY, 10020, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$193.6M

Discretionary AUM

$193.6M

Team

9 total employees; 4 advisory reps

Clients

Fees

Percentage of AUM; Performance-based fees

Org form

Corporation

Filing date

2026-03-17

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (pooled vehicles)

Client types

TypeClientsAUM
Pooled investment vehicles3$193.6M

All web addresses on file

Official SEC filing: View on IAPD