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PLAN FINANCIAL
PLAN LIFE & WEALTH MANAGEMENT, INC.
CRD 44960 · SEC 801-112596
9 E RIVER PARK PL E, SUITE 440, FRESNO, CA, 93720-1530, United States
Phone
559-433-1110
Fax
559-433-1102
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$195.4M
Discretionary AUM
$194.8M
Team
6 total employees; 6 advisory reps; 817 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 788 | $171.1M |
| Pension/profit sharing plans | 16 | $19.6M |
| Charitable organizations | 9 | $4.2M |
| Corporations/business entities | 4 | $535K |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD