← Back to searchVisit website
CAPE ANN CAPITAL, INC.
CRD 128942 · SEC 801-66982
22 GROVE STREET, CONCORD, MA, 01742-1509, United States
Phone
978-254-5841
Fax
978-254-5461
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$193.0M
Discretionary AUM
$181.2M
Team
2 total employees; 2 advisory reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 198 | $86.6M |
| High net worth individuals | 42 | $92.0M |
| Pension/profit sharing plans | 3 | $10.0M |
| Charitable organizations | 3 | $4.4M |
States served
VT, CA, MA, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD