Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ZENITH ADVISORY GROUP, LLC

CRD 321689

The Villages, FL

Corporate platform

LLC

$115.4M2 advisorsFixed feesView
1818 PRIVATE CLIENT GROUP, LLC

CRD 304110

Aventura, FL

Corporate platform

LLC

$115.4M2 advisorsPercentage of AUM; Fixed feesView
WEALTH COMPASS FINANCIAL, INC.

CRD 290139

Carlsbad, CA

Corporate platform

Corporation

$115.4M2 advisorsPercentage of AUMView
KUTZ AND COMPANY INC.

CRD 124722

Great Neck, NY

Corporate platform

Corporation

$115.4M2 advisorsPercentage of AUM; Hourly chargesView
WEALTH MANAGEMENT ADVISORS RIA, INC.

CRD 309694

Windsor, CO

Corporate platform

Corporation

$115.2M2 advisorsPercentage of AUM · Hourly charges +2 moreView
NATWEALTH MANAGEMENT

CRD 310098

Montreal, AZ

Corporate platform

Corporation

$115.0M109 advisorsPercentage of AUM; PAYMENTS IN RESPECT OF RESEARCH SERVICES RECEIVEDView
LIGHTEDWAY ADVISORY SERVICES, INC.

CRD 312712

Harrison, NY

Corporate platform

Corporation

$115.0M1 advisorsPercentage of AUMView
FORTIFY WEALTH, INC.

CRD 297433

St.. Louis, MO

Corporate platform

Corporation

$115.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
ROSENTHAL | HENRY CAPITAL ADVISORS, INC.

CRD 158537

Mishawaka, IN

Corporate platform

Corporation

$114.9M2 advisorsPercentage of AUM; Performance-based feesView
GRITSTONE ASSET MANAGEMENT LLC

CRD 298500

Bethesda, MD

Corporate platform

LLC

$114.9M3 advisorsPercentage of AUM; Performance-based feesView
SCHULZ FINANCIAL GROUP

CRD 339660

Tucson, AZ

Corporate platform

LLC

$114.9M3 advisorsPercentage of AUM; Fixed feesView
SOUTH BAY FINANCIAL PARTNERS

CRD 175015

Torrance, CA

Corporate platform

Corporation

$114.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTHWEST ADMINISTRATORS INC

CRD 106544

Seattle, WA

Corporate platform

Corporation

$114.8M1 advisorsPercentage of AUM; Fixed feesView
THE COPIA GROUP

CRD 327954

Chicago, IL

Corporate platform

LLC

$114.8M6 advisorsPercentage of AUM · Performance-based fees +1 moreView
POPE ASSET MANAGEMENT, LLC

CRD 113584

Memphis, TN

Corporate platform

LLC

$114.8M3 advisorsPercentage of AUM; Performance-based feesView
BRANZAN INVESTMENT ADVISORS, INC.

CRD 120783

Littleton, CO

Corporate platform

Corporation

$114.8M5 advisorsPercentage of AUM; Performance-based feesView
REGAL BAY INVESTMENT GROUP, LLC

CRD 121829

Milwaukee, WI

Corporate platform

LLC

$114.5M1 advisorsPercentage of AUM · Hourly charges +2 moreView
BENEDETTI FINANCIAL, INC.

CRD 134598

Santa Maria, CA

Corporate platform

Corporation

$114.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
QUEEN CITY CAPITAL MANAGEMENT, LLC

CRD 162785

Cincinnati, OH

Corporate platform

LLC

$114.4M1 advisorsPercentage of AUM; Fixed feesView
DEETER ADVISORY GROUP, LLC

CRD 153818

Terrace Park, OH

Corporate platform

LLC

$114.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SERA CAPITAL MANAGEMENT, LLC

CRD 120896

Annapolis, MD

Corporate platform

LLC

$114.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
BRIDGEVIEW CAPITAL ADVISORS, INC.

CRD 6290

El Dorado Hills, CA

Corporate platform

Corporation

$114.1M2 advisorsPercentage of AUM; Hourly chargesView
SKLOFF FINANCIAL GROUP

CRD 139475

GA

Corporate platform

Sole prop

$114.0M1 advisorsPercentage of AUM; Hourly chargesView
ALPHA FIDUCIARY

CRD 144720

Scottsdale, AZ

Corporate platform

Corporation

$114.0M2 advisorsPercentage of AUM · Hourly charges +2 moreView
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