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ROSENTHAL | HENRY CAPITAL ADVISORS, INC.
CRD 158537 · SEC 802-110063
4220 EDISON LAKES PARKWAY, SUITE 310, MISHAWAKA, IN, 46545, United States
Phone
574-243-6502
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$114.9M
Discretionary AUM
$114.9M
Team
3 total employees; 2 advisory reps; 3 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Performance-based fees
Org form
Corporation
Filing date
2026-03-03
Disciplinary history
No
Services
Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $114.9M |
All web addresses on file
Official SEC filing: View on IAPD