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REGAL BAY INVESTMENT GROUP, LLC
CRD 121829 · SEC 801-136168
250 EAST WISCONSIN AVENUE, SUITE 1500, MILWAUKEE, WI, 53202, United States
Phone
414-225-3551
Fax
414-225-3177
Registration
— (—)
Source
State registered
Total AUM
$114.5M
Discretionary AUM
$1.1M
Team
1 total employees; 1 advisory reps; 25 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions
Org form
Limited Liability Company
Filing date
2026-04-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)CONSULTATIONS, INVESTMENT BANKING WITH BROKER/DEALERS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 216 | $34.9M |
| High net worth individuals | 46 | $79.6M |
All web addresses on file
Official SEC filing: View on IAPD