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WEALTH COMPASS FINANCIAL, INC.
CRD 290139 · SEC 801-134778
5860 OWENS AVENUE, SUITE 100, CARLSBAD, CA, 92008, United States
Phone
760-509-4000
Fax
760-509-4646
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$115.4M
Discretionary AUM
$115.3M
Team
2 total employees; 2 advisory reps; 146699 broker-dealer reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-04-27
Disciplinary history
No
Services
Portfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 198 | $52.2M |
| High net worth individuals | 38 | $60.9M |
| Pension/profit sharing plans | 15 | $2.3M |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD