Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BATES FINANCIAL ADVISORS, INC.

CRD 116515

Rockford, IL

Corporate platform

Corporation

$439.2M5 advisorsPercentage of AUM; Fixed feesView
GROUNDFORCE CAPITAL MANAGEMENT, LLC

CRD 299383

Mill Valley, CA

Corporate platform

LLC

$439.2M6 advisorsPercentage of AUM; Performance-based feesView
FORTRESS WEALTH GROUP

CRD 308968

Winter Park, FL

Corporate platform

LLC

$439.1M5 advisorsPercentage of AUM · Hourly charges +2 moreView
SPIVAK ASSET MANAGEMENT, LLC

CRD 125714

Avon, CT

Corporate platform

LLC

$439.1M1 advisorsPercentage of AUMView
TA CAPITAL MANAGEMENT, LLC

CRD 169326

Sewell, NJ

Corporate platform

LLC

$438.9M4 advisorsPercentage of AUMView
GABLES CAPITAL MANAGEMENT, INC.

CRD 109608

Miami, FL

Corporate platform

Corporation

$438.8M5 advisorsPercentage of AUM; Performance-based feesView
NEWPORT INVESTMENT MANAGEMENT, LLC

CRD 153918

Chicago, IL

Corporate platform

LLC

$438.8M17 advisorsPercentage of AUM; Performance-based feesView
DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC

CRD 124281

Fort Wayne, IN

Corporate platform

Corporation

$438.5M7 advisorsPercentage of AUM · Hourly charges +1 moreView
HENDLEY & CO. INC.

CRD 110465

Zanesville, OH

Corporate platform

Corporation

$438.2M2 advisorsPercentage of AUMView
ARNOLD WEITZ & CO

CRD 108026

Elkhorn, NE

Corporate platform

Corporation

$438.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
SCHULZ WEALTH, LTD.

CRD 172194

Mansfield, TX

Corporate platform

Corporation

$438.1M3 advisorsPercentage of AUM; Fixed feesView
ACCESS FINANCIAL SERVICES, INC.

CRD 115361

Minneapolis, MN

Corporate platform

Corporation

$437.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
THE LLOYD ADVISORY GROUP

CRD 150582

Suwanee, GA

Corporate platform

LLC

$437.6M6 advisorsPercentage of AUMView
CROWN WEALTH GROUP LLC

CRD 299732

Charlotte, NC

Corporate platform

LLC

$437.5M8 advisorsPercentage of AUM · Fixed fees +1 moreView
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

CRD 134510

Fairfield, CT

Corporate platform

Corporation

$436.9M25 advisorsPercentage of AUMView
PEACHTREE WEALTH ADVISORS, INC

CRD 139779

Atlanta, GA

Corporate platform

Corporation

$436.8M2 advisorsPercentage of AUM; Fixed feesView
PRACTICE FINANCIAL GROUP

CRD 289256

Jacksonville, OR

Corporate platform

LLC

$436.8M8 advisorsPercentage of AUM; Fixed feesView
FOGEL CAPITAL MANAGEMENT INC

CRD 108212

Stuart, FL

Corporate platform

Corporation

$436.7M7 advisorsPercentage of AUMView
WESTEND CAPITAL MANAGEMENT, LLC.

CRD 120545

Sausalito, CA

Corporate platform

LLC

$436.2M3 advisorsPercentage of AUM; Performance-based feesView
FINANCIAL ASSET MANAGEMENT CORP

CRD 106643

Chappaqua, NY

Corporate platform

Corporation

$436.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
MUHLENKAMP & CO INC

CRD 110787

Wexford, PA

Corporate platform

Corporation

$435.8M1 advisorsPercentage of AUM; Hourly chargesView
OFF ROAD CAPITAL MANAGEMENT LLC

CRD 285344

New York, NY

Corporate platform

LLC

$435.8M4 advisorsPercentage of AUM; Performance-based feesView
PRINCETON CAPITAL MANAGEMENT LLC

CRD 113926

Red Bank, NJ

Corporate platform

LLC

$435.5M6 advisorsPercentage of AUM; PERFORMANCE FEE PAID TO RELATED PARTYView
MMHP INVESTMENT ADVISORS

CRD 107861

Thomasville, GA

Corporate platform

Corporation

$435.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
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