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HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
CRD 134510 · SEC 801-124853
2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824, United States
Phone
203-418-9000
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$436.9M
Discretionary AUM
$330.7M
Team
30 total employees; 25 advisory reps
Clients
1-10
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-04-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 256 | $93.8M |
| High net worth individuals | 81 | $315.8M |
| Charitable organizations | 1 | $2.2M |
| Corporations/business entities | 12 | $25.0M |
States served
CA, LA, MD, MA, MN, NJ, NY, NC, PR, WI, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD