← Back to searchVisit website
SPIVAK ASSET MANAGEMENT, LLC
CRD 125714 · SEC 801-81096
172 WEST MAIN STREET, AVON, CT, 06001, United States
Phone
860-676-9756
Fax
860-676-2107
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$439.1M
Discretionary AUM
$439.1M
Team
1 total employees; 1 advisory reps; 63 broker-dealer reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-19
Disciplinary history
No
Services
Portfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 11 | $7.7M |
| High net worth individuals | 52 | $431.4M |
States served
TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD