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WESTEND CAPITAL MANAGEMENT, LLC.
CRD 120545 · SEC 801-61128
ONE HARBOR DRIVE, SUITE 300, SAUSALITO, CA, 94965, United States
Phone
(415) 856-0426
Fax
(415) 856-0431
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$436.2M
Discretionary AUM
$431.6M
Team
5 total employees; 3 advisory reps
Clients
0
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-18
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 166 | $58.8M |
| High net worth individuals | 157 | $368.1M |
| Pooled investment vehicles | 1 | $1.1M |
| Pension/profit sharing plans | 4 | $6.2M |
| Charitable organizations | 3 | $2.1M |
States served
CA, LA, NM, NY, TX, FL
All web addresses on file
Official SEC filing: View on IAPD