Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CAPITAL INVESTMENT MANAGEMENT, INC

CRD 113917

Lee'S Summit, MO

Corporate platform

Corporation

$558.9M5 advisorsPercentage of AUM · Fixed fees +1 moreView
PAULSON WEALTH MANAGEMENT INC.

CRD 150374

West Palm Beach, FL

Corporate platform

Corporation

$558.9M5 advisorsPercentage of AUM · Hourly charges +1 moreView
PRAIRIE WEALTH ADVISORS, INC.

CRD 165266

Omaha, NE

Corporate platform

Corporation

$558.0M9 advisorsPercentage of AUM · Hourly charges +2 moreView
F&V CAPITAL MANAGEMENT, L.L.C.

CRD 146399

Boca Raton, FL

Corporate platform

LLC

$557.8M7 advisorsPercentage of AUM; Fixed feesView
QUANTUM FINANCIAL ADVISORS INC

CRD 113563

Rockville, MD

Corporate platform

Corporation

$557.5M7 advisorsPercentage of AUM · Hourly charges +1 moreView
NICOLLET INVESTMENT MANAGEMENT, INC.

CRD 109401

Minneapolis, MN

Corporate platform

Corporation

$557.4M6 advisorsPercentage of AUM · Hourly charges +1 moreView
TRINITY CAPITAL MANAGEMENT, LLC

CRD 143097

Santa Barbara, CA

Corporate platform

LLC

$556.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
WESTCHESTER CAPITAL MANAGEMENT INC

CRD 110961

Omaha, NE

Corporate platform

Corporation

$556.3M3 advisorsPercentage of AUMView
SARASIN ASSET MANAGEMENT LIMITED

CRD 115788

London, CA

Corporate platform

Corporation

$555.0M7 advisorsPercentage of AUMView
ION PACIFIC, INC.

CRD 328607

Venice, CA

Corporate platform

Corporation

$554.9M8 advisorsPercentage of AUM; Performance-based feesView
SUNTX CAPITAL MANAGEMENT CORP.

CRD 161332

Dallas, TX

Corporate platform

Corporation

$554.2M9 advisorsPercentage of AUM; Performance-based feesView
HELLER WEALTH MANAGEMENT

CRD 124261

Melville, NY

Corporate platform

Corporation

$553.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
AVALON GLOBAL ASSET MANAGEMENT LLC

CRD 107785

San Francisco, CA

Corporate platform

LLC

$553.8M3 advisorsPercentage of AUM; Performance-based feesView
PEGASUS ASSET MANAGEMENT INC

CRD 104766

Morristown, NJ

Corporate platform

Corporation

$553.6M3 advisorsPercentage of AUMView
ASSET PLANNING, INC

CRD 111535

Los Alamitos, CA

Corporate platform

Corporation

$553.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
TSP CAPITAL MANAGEMENT GROUP, LLC

CRD 131889

Summit, NJ

Corporate platform

LLC

$553.3M2 advisorsPercentage of AUM · Fixed fees +1 moreView
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.

CRD 133046

Darien, CT

Corporate platform

LP

$552.8M3 advisorsPercentage of AUM; Performance-based feesView
OMEGA FINANCIAL GROUP, LLC

CRD 164147

Santa Barbara, CA

Corporate platform

LLC

$552.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
DEDORA CAPITAL, INC.

CRD 177523

Napa, CA

Corporate platform

Corporation

$550.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
SNIDER FINANCIAL GROUP

CRD 117392

Bellevue, WA

Corporate platform

Corporation

$549.7M8 advisorsPercentage of AUM · Hourly charges +1 moreView
VARCOV CO.

CRD 335143

Darien, CT

Corporate platform

Corporation

$549.6M2 advisorsFixed fees; Performance-based feesView
IAS WEALTH MANAGEMENT, INC.

CRD 112486

The Woodlands, TX

Corporate platform

Corporation

$549.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
STILES FINANCIAL SERVICES, INC.

CRD 117023

Edina, MN

Corporate platform

Corporation

$548.7M8 advisorsPercentage of AUM · Hourly charges +2 moreView
EXOME ASSET MANAGEMENT LLC

CRD 304585

New York, NY

Corporate platform

LLC

$548.6M6 advisorsPercentage of AUM; Performance-based feesView
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