Falists
← Back to search

CAPITAL INVESTMENT MANAGEMENT, INC

CRD 113917 · SEC 801-76972

Visit website

608 S.W. 3RD ST., LEE'S SUMMIT, MO, 64063, United States

Phone

816-246-1212

Fax

816-246-9959

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$558.9M

Discretionary AUM

$558.9M

Team

10 total employees; 5 advisory reps; 80 broker-dealer reps

Clients

251-500

Fees

Percentage of AUM; Fixed fees; SOLICITOR/REFERRAL FEES

Org form

Corporation

Filing date

2026-04-16

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars

Client types

TypeClientsAUM
Individuals932$278.5M
High net worth individuals140$280.4M

States served

AZ, AR, CO, IL, KS, LA, OK, MO, TX, FL

All web addresses on file

Official SEC filing: View on IAPD