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OMEGA FINANCIAL GROUP, LLC
CRD 164147 · SEC 801-77745
812 ANACAPA STREET, SANTA BARBARA, CA, 93101, United States
Phone
805-617-4363
Fax
805-560-9030
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$552.4M
Discretionary AUM
$549.9M
Team
6 total employees; 4 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Publication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 171 | $66.6M |
| High net worth individuals | 148 | $475.9M |
| Pension/profit sharing plans | 5 | $8.9M |
States served
CA, CO, NV, OR, WA, TX
All web addresses on file
Official SEC filing: View on IAPD