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ASSET PLANNING, INC
CRD 111535 · SEC 801-62993
4281 KATELLA AVENUE, SUITE 203, LOS ALAMITOS, CA, 90720, United States
Phone
714-827-5794
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$553.5M
Discretionary AUM
$552.3M
Team
5 total employees; 5 advisory reps; 5 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-01-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 187 | $79.9M |
| High net worth individuals | 186 | $471.1M |
States served
CA, TX
All web addresses on file
Official SEC filing: View on IAPD