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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

3,702 advisers found

Advisory firmLLCWebsite listed

PREMIER WEALTH ADVISORS, LLC

New York, NY

AUM

$555.1M

Licensed in CA, MA, NJ +6 states
CAMANJNYPASC+3
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

6 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

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Corporate platformCorporationWebsite listed

HELLER WEALTH MANAGEMENT

Melville, NY

AUM

$553.9M

Licensed in NJ, NY, TX, FL
NJNYTXFL
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

4 advisors

Clients

51-100

Fees

Percentage of AUM · Hourly charges +1 more

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Advisory firmLLCWebsite listed

SMA CAPITAL LLC

New York, NY

AUM

$553.5M

Licensed in IL, NY, CT, HI
ILNYCTHI
Wealth MgmtInstitutional
  • Portfolio management (institutions)

Team

7 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Advisory firmLLCWebsite listed

MW ADVISOR, LLC

New York, NY

AUM

$552.5M

Licensed in DE, MA, NY, CT
DEMANYCT
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

19 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Advisory firmLLCWebsite listed

NEW HOLLAND TRADING LLC

New York, NY

AUM

$550.0M

Based in NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

8 advisors

Clients

—

Fees

Performance-based fees; REIMBURSEMENT OF PASSTHROUGH EXPENSES

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Advisory firmLLCWebsite listed

WELLINGTON SHIELDS & CO., LLC

New York, NY

AUM

$546.0M

Licensed in AZ, CA, DE +13 states
AZCADEDCGAMD+10
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)

Team

15 advisors

Clients

—

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformLLCWebsite listed

AMHERST CAPITAL MANAGEMENT LLC

New York, NY

AUM

$544.7M

Based in NY
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

9 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

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Advisory firmLPWebsite listed

FAROL INVESTMENT ADVISERS LP

New York, NY

AUM

$543.7M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)
  • NON DISCRETIONARY INVESTMENT ADVISORY SERVICES FOR POOLED INVESTMENT VEHICLE

Team

5 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

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Advisory firmLLCWebsite listed

PALUMBO WEALTH MANAGEMENT LLC

Great Neck, NY

AUM

$543.4M

Licensed in CA, MA, NJ +5 states
CAMANJNYPATX+2
Financial PlanningWealth MgmtTrusts & Estates
  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

Team

5 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Advisory firmLLCWebsite listed

ANDALUSIAN CREDIT PARTNERS, LLC

New York, NY

AUM

$541.3M

Licensed in NY
NY
Wealth MgmtInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

Team

9 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

HEROLD ADVISORS, INC.

New York, NY

AUM

$540.2M

Licensed in CA, MA, NJ +7 states
CAMANJNYPASC+4
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Publication of periodicals

Team

8 advisors

Clients

0

Fees

Percentage of AUM; MARGIN PARTICIPATION

View detailsVisit website
Corporate platformCorporationWebsite listed

SPIRIT OF AMERICA MANAGEMENT CORP

Syosset, NY

AUM

$540.0M

Licensed in NJ, NY, CT, FL
NJNYCTFL
Wealth Mgmt
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

32 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Corporate platformLLCWebsite listed

TROOB CAPITAL MANAGEMENT LLC

Rye Brook, NY

AUM

$537.9M

Based in NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)
  • PORTFOLIO MANAGEMENT FOR SEPARATELY MANAGED ACCOUNT

Team

6 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Advisory firmLPWebsite listed

ANTARA CAPITAL LP

New York, NY

AUM

$537.4M

Based in NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

1 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Advisory firmLPWebsite listed

NEW SILK ROUTE

New York, NY

AUM

$531.5M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

3 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Advisory firmLLCWebsite listed

GAGNON SECURITIES, LLC

New York, NY

AUM

$529.7M

Licensed in AL, AZ, AR +45 states
ALAZARCACODC+42
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)

Team

10 advisors

Clients

0

Fees

Percentage of AUM; Commissions

View detailsVisit website
Corporate platformLLCWebsite listed

CH GLOBAL CAPITAL MANAGEMENT, LLC

New York, NY

AUM

$529.1M

Based in NY
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

5 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
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