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HEROLD ADVISORS, INC.
CRD 105090 · SEC 801-11216
125 PARK AVENUE SUITE 2552, NEW YORK, NY, 10017, United States
Phone
212-371-3950
Fax
212-758-4967
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$540.2M
Discretionary AUM
$540.2M
Team
9 total employees; 8 advisory reps
Clients
0
Fees
Percentage of AUM; MARGIN PARTICIPATION
Org form
Corporation
Filing date
2026-04-07
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (institutions)Publication of periodicals
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 439 | $138.5M |
| High net worth individuals | 118 | $373.5M |
| Pension/profit sharing plans | 4 | $19.3M |
| Corporations/business entities | 2 | $8.8M |
States served
CA, MA, NJ, NY, PA, SC, VA, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD