GAGNON SECURITIES, LLC

CRD 103727 · SEC 801-64836

Visit website

1370 6TH AVENUE, 26TH FLOOR, NEW YORK, NY, 10019, United States

Phone

212-554-5000

Fax

(585) 496-3144

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$529.7M

Discretionary AUM

$529.7M

Team

19 total employees; 10 advisory reps; 1 broker-dealer reps

Clients

Fees

Percentage of AUM; Commissions

Org form

Limited Liability Company

Filing date

2026-05-04

Disciplinary history

Yes

Services

Portfolio management (individuals)

Client types

Type	Clients	AUM
Individuals	1025	$247.6M
High net worth individuals	33	$224.2M
Corporations/business entities	144	$58.0M

States served

VT, AL, AZ, AR, CA, CO, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WI, WY, VI, MO, WA, TX, NH, CT, FL, SD

All web addresses on file

HTTP://WWW.GAGNONSEC.COM
https://www.linkedin.com/company/gagnon-securities/posts/?feedView=all

Official SEC filing: View on IAPD