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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
5 STAR INVESTING

CRD 155479

Milton-Freewater, OR

Advisory firm

Sole prop

$16.2M1 advisorsPercentage of AUM; Hourly chargesView
JACKSON TAYLOR INVESTMENT SECURITIES

CRD 155793

Advisory firm

Sole prop

$16.0M1 advisorsPercentage of AUMView
L. B. EDDY

CRD 130483

Advisory firm

Sole prop

$15.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
KILZER WEALTH MANAGEMENT

CRD 134100

Carmel, CA

Advisory firm

Sole prop

$15.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
DJ FINANCIAL

CRD 168015

Roseburg, OR

Advisory firm

Sole prop

$15.3M1 advisorsPercentage of AUM; Hourly chargesView
BAKER CAPITAL MANAGEMENT

CRD 112981

Advisory firm

Sole prop

$15.3M1 advisorsPercentage of AUMView
ANTONIO ANDRADE, CFP

CRD 136312

Ukiah, CA

Advisory firm

Sole prop

$15.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CLIFTON, ROGER LAMBERT

CRD 118284

Advisory firm

Sole prop

$15.2M1 advisorsPercentage of AUMView
GEOFFRY H. OSHMAN, CFP

CRD 114278

Advisory firm

Sole prop

$15.2M1 advisorsPercentage of AUM; Hourly chargesView
WEISBERG FINANCIAL SERVICES

CRD 128535

Advisory firm

Sole prop

$15.0M1 advisorsFixed feesView
ANDREWS INVESTMENT MANAGEMENT

CRD 290345

Augusta, GA

Advisory firm

Sole prop

$15.0M1 advisorsPercentage of AUMView
JLA INVESTMENT MANAGEMENT

CRD 171066

Advisory firm

Sole prop

$15.0M1 advisorsPercentage of AUMView
RETIREMENT SOLUTIONS

CRD 118733

Advisory firm

Sole prop

$15.0M1 advisorsPercentage of AUM; Fixed feesView
77TH STREET INVESTORS

CRD 174445

Advisory firm

Sole prop

$15.0M1 advisorsPercentage of AUMView
CEDAR ROCK INVESTMENT ADVISORS

CRD 143327

Advisory firm

Sole prop

$14.8M1 advisorsHourly charges; Fixed feesView
G, G, & M FINANCIAL GOALS

CRD 117731

Advisory firm

Sole prop

$14.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MEHTA SERVICES COMPANY

CRD 144140

Advisory firm

Sole prop

$14.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
HENNESSY FINANCIAL SERVICES

CRD 173578

Advisory firm

Sole prop

$14.6M1 advisorsPercentage of AUMView
MURRAY RUFFELL

CRD 134169

Advisory firm

Sole prop

$14.3M1 advisorsPercentage of AUMView
OMELINA GROUP WEALTH MANAGEMENT INC.

CRD 169334

Advisory firm

Sole prop

$14.2M1 advisorsPercentage of AUMView
INVESTMENT MANAGEMENT 911

CRD 129026

Advisory firm

Sole prop

$14.1M1 advisorsPercentage of AUMView
LINDEN ASH CAPITAL

CRD 120147

Advisory firm

Sole prop

$14.1M1 advisorsPercentage of AUMView
SPENCER FINANCIAL ADVISORS

CRD 115844

Advisory firm

Sole prop

$14.0M1 advisorsPercentage of AUMView
PATRICK CAPITAL MANAGEMENT

CRD 132269

Geneva, IL

Advisory firm

Sole prop

$13.9M1 advisorsPercentage of AUM; CommissionsView
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