Falists
← Back to search

GEOFFRY H. OSHMAN, CFP

OSHMAN, GEOFFRY HILLEL

CRD 114278

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

United States

Registration

— (—)

Source

State registered

Total AUM

$15.2M

Discretionary AUM

$15.2M

Team

1 total employees; 1 advisory reps; 3 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges

Org form

Sole Proprietorship

Filing date

2026-03-11

Disciplinary history

Yes

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals3$1.8M
High net worth individuals6$13.4M

Official SEC filing: View on IAPD