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HENNESSY FINANCIAL SERVICES

HENNESSY, BRIAN GARRETT

CRD 173578

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

United States

Registration

— (—)

Source

State registered

Total AUM

$14.6M

Discretionary AUM

$14.6M

Team

1 total employees; 1 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Sole Proprietorship

Filing date

2026-03-06

Disciplinary history

No

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  • SEC IAPD →

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Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals14$4.1M
High net worth individuals5$10.5M

Official SEC filing: View on IAPD