Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Limited liability companies — the most common structure for independent RIAs.

29,502 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SIERRA INVESTMENT MANAGEMENT, LLC

CRD 106615

Santa Monica, CA

Corporate platform

LLC

$360.9M8 advisorsPercentage of AUMView
WEALTH PLANNING GROUP

CRD 291708

Baltimore, MD

Corporate platform

LLC

$360.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
TRANSCENDENT CAPITAL GROUP

CRD 316872

Edmond, OK

Corporate platform

LLC

$360.7M9 advisorsPercentage of AUM · Hourly charges +1 moreView
CORDIS FINANCIAL, LLC

CRD 294766

Minneapolis, MN

Advisory firm

LLC

$360.7M5 advisorsPercentage of AUM; Fixed feesView
ACP CAPITAL MANAGEMENT, LLC

CRD 138556

Miami, FL

Corporate platform

LLC

$360.3M12 advisorsPercentage of AUM · Fixed fees +2 moreView
BCO WEALTH MANAGEMENT, LLC

CRD 322276

Carlsbad, NM

Advisory firm

LLC

$359.8M3 advisorsPercentage of AUM; Fixed feesView
COOK & BYNUM CAPITAL MANAGEMENT, LLC

CRD 149454

Birmingham, AL

Corporate platform

LLC

$359.8M6 advisorsPercentage of AUM; Performance-based feesView
KESSLER INVESTMENT GROUP, LLC

CRD 153696

Columbus, IN

Corporate platform

LLC

$359.7M4 advisorsPercentage of AUM; Fixed feesView
LYNK CAPITAL MANAGEMENT COMPANY, LLC

CRD 329038

Jacksonville, FL

Corporate platform

LLC

$359.6M3 advisorsPercentage of AUM; SEE SCHEDULE D, MISCELLANEOUSView
WASHINGTON PARK CAPITAL MANAGEMENT, LLC

CRD 338939

Portland, OR

Corporate platform

LLC

$359.5M3 advisorsPercentage of AUMView
CLEARWAVE CAPITAL

CRD 337738

Upland, CA

Advisory firm

LLC

$359.2M3 advisorsPercentage of AUM · Hourly charges +2 moreView
SEROS WEALTH PARTNERS

CRD 166808

Gilbert, AZ

Advisory firm

LLC

$359.2M7 advisorsPercentage of AUM · Hourly charges +3 moreView
AYRTON CAPITAL LLC

CRD 286298

Westport, CT

Advisory firm

LLC

$358.9M5 advisorsPercentage of AUM; Performance-based feesView
RIDGEPATH CAPITAL MANAGEMENT LLC

CRD 283343

Knoxville, TN

Corporate platform

LLC

$358.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
TSA WEALTH MANAGEMENT

CRD 323123

Houston, TX

Advisory firm

LLC

$358.8M3 advisorsPercentage of AUMView
AURORA INVESTMENT MANAGERS, LLC

CRD 146325

Naples, FL

Advisory firm

LLC

$358.7M2 advisorsPercentage of AUMView
ROBERTSON OPPORTUNITY CAPITAL, LLC

CRD 118484

Dallas, TX

Advisory firm

LLC

$358.7M5 advisorsPercentage of AUM; Performance-based feesView
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC

CRD 332374

Greenwich, CT

Advisory firm

LLC

$358.6M117 advisorsPercentage of AUM; Performance-based feesView
CALIFORNIA CAPITAL MANAGEMENT

CRD 130734

Burbank, CA

Corporate platform

LLC

$358.4M5 advisorsPercentage of AUM · Hourly charges +1 moreView
BLUESTEM FINANCIAL ADVISORS, LLC

CRD 158418

Savoy, IL

Advisory firm

LLC

$358.2M8 advisorsHourly charges · Fixed fees +1 moreView
PRUFID FINANCIAL ADVISORS LLC

CRD 121897

MI

Advisory firm

LLC

$358.0M1 advisorsPercentage of AUMView
PILLAR FINANCIAL ADVISORS, LLC

CRD 121880

Louisville, KY

Advisory firm

LLC

$357.9M4 advisorsPercentage of AUM; Fixed feesView
ACCESS WEALTH MANAGEMENT, LLC

CRD 339285

Louisville, KY

Advisory firm

LLC

$357.7M3 advisorsPercentage of AUM; Performance-based feesView
MCDONALD CAPITAL MANAGEMENT

CRD 114531

Lubbock, TX

Corporate platform

LLC

$357.7M2 advisorsPercentage of AUM · Hourly charges +2 moreView
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