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SIERRA INVESTMENT MANAGEMENT, LLC
CRD 106615 · SEC 801-42954
3420 OCEAN PARK BLVD, STE 3060, SANTA MONICA, CA, 90405, United States
Phone
310-452-1887
Fax
310-452-2680
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$360.9M
Discretionary AUM
$360.9M
Team
34 total employees; 8 advisory reps
Clients
1-10
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-05-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)PORTFOLIO MANAGEMENT TO PPVA SEPARATE ACCOUNTS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 193 | $75.7M |
| High net worth individuals | 101 | $259.3M |
| Pension/profit sharing plans | 7 | $12.3M |
| Charitable organizations | 1 | $713K |
| Corporations/business entities | 3 | $2.1M |
States served
CA, CO, LA, PA, WA, TX
All web addresses on file
Official SEC filing: View on IAPD