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SEROS WEALTH PARTNERS
SEROS FINANCIAL, LLC
CRD 166808 · SEC 801-120609
155 E RIVULON BLVD, SUITE 304, GILBERT, AZ, 85297, United States
Phone
480-967-1155
Fax
480-967-1152
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$359.2M
Discretionary AUM
$359.2M
Team
10 total employees; 7 advisory reps; 10 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Subscription fees; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-06-05
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 320 | $123.3M |
| High net worth individuals | 121 | $217.8M |
| Pooled investment vehicles | 1 | $0 |
| Pension/profit sharing plans | 8 | $15.3M |
| Charitable organizations | 2 | $709K |
| Corporations/business entities | 5 | $2.0M |
States served
AZ, CA, CO, NM, TX
All web addresses on file
Official SEC filing: View on IAPD