Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
T. ANTON INVESTMENT HOUSE, INC.

CRD 174970

Madison, WI

Corporate platform

Corporation

$366.6M3 advisorsPercentage of AUMView
SHIRA RIDGE WEALTH MANAGEMENT

CRD 117627

San Rafael, CA

Corporate platform

Corporation

$366.4M2 advisorsPercentage of AUMView
M. E. ALLISON & CO., INC.

CRD 1047

San Antonio, TX

Corporate platform

Corporation

$366.4M10 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTH CAPITAL

CRD 148802

Salt Lake City, UT

Corporate platform

Corporation

$365.8M6 advisorsPercentage of AUM · Hourly charges +1 moreView
CHICAGO WEALTH MANAGEMENT, INC.

CRD 112271

Chicago, IL

Corporate platform

Corporation

$365.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
TEALWOOD ASSET MANAGEMENT

CRD 105245

Minneapolis, MN

Corporate platform

Corporation

$365.4M4 advisorsPercentage of AUM; Fixed feesView
KONDO WEALTH ADVISORS, INC

CRD 175347

Pasadena, CA

Corporate platform

Corporation

$365.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
FPC INVESTMENT ADVISORY, INC.

CRD 122728

Petaluma, CA

Corporate platform

Corporation

$364.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
SEBOLD CAPITAL MANAGEMENT, INC

CRD 122941

Lisle, IL

Corporate platform

Corporation

$364.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
REGENCY CAPITAL MANAGEMENT INC.

CRD 312435

Honolulu, HI

Corporate platform

Corporation

$364.1M2 advisorsPercentage of AUMView
SOLITUDE FINANCIAL SERVICES, INC.

CRD 150348

Charlottesville, VA

Corporate platform

Corporation

$363.5M6 advisorsPercentage of AUM; Hourly chargesView
SARONA ASSET MANAGEMENT INC.

CRD 160963

Kitchener

Corporate platform

Corporation

$363.0M13 advisorsPercentage of AUM; Performance-based feesView
MARKETRIDERS

CRD 147963

Chesterfield, MO

Corporate platform

Corporation

$363.0M4 advisorsPercentage of AUM; Subscription feesView
PACE FINANCIAL ADVISORS

CRD 318359

Hillsboro, OR

Corporate platform

Corporation

$362.1M9 advisorsPercentage of AUM; Hourly chargesView
BRIGGS WEALTH MANAGEMENT, INC.

CRD 125518

Glastonbury, CT

Corporate platform

Corporation

$362.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
UNION SQUARE GLOBAL WEALTH MANAGEMENT

CRD 111776

San Francisco, CA

Corporate platform

Corporation

$361.2M5 advisorsPercentage of AUM; Fixed feesView
SONATA CAPITAL GROUP INC

CRD 111277

Seattle, WA

Corporate platform

Corporation

$360.7M5 advisorsPercentage of AUMView
GOLDMAN LANCASTER, INC.

CRD 136134

Long Beach, CA

Corporate platform

Corporation

$360.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CASCADE INVESTMENT ADVISORS, INC.

CRD 117294

Oregon City, OR

Corporate platform

Corporation

$360.4M4 advisorsPercentage of AUM; Fixed feesView
JESSUP WEALTH MANAGEMENT

CRD 323035

Dayton, OH

Corporate platform

Corporation

$360.2M7 advisorsPercentage of AUM · Hourly charges +1 moreView
DECKER RETIREMENT PLANNING INC.

CRD 284281

Lehi, UT

Corporate platform

Corporation

$359.9M7 advisorsPercentage of AUM; Hourly chargesView
U. S. BOSTON CAPITAL CORPORATION

CRD 5251

Lincoln, MA

Corporate platform

Corporation

$359.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
NOVAK & POWELL FINANCIAL SERVICES, INC.

CRD 112970

St.. Petersburg, FL

Corporate platform

Corporation

$359.5M7 advisorsPercentage of AUMView
THE DAVID J. YVARS GROUP INC.

CRD 328901

CA

Corporate platform

Corporation

$359.3M4 advisorsPercentage of AUMView
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