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REGENCY CAPITAL MANAGEMENT INC.
CRD 312435 · SEC 801-120277
1001 BISHOP STREET, SUITE 1090, HONOLULU, HI, 96813, United States
Phone
808-451-3193
Fax
808-465-3822
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$364.1M
Discretionary AUM
$364.1M
Team
5 total employees; 2 advisory reps
Clients
101-250
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 47 | $17.8M |
| High net worth individuals | 69 | $326.1M |
| Pooled investment vehicles | 1 | $5.3M |
| Pension/profit sharing plans | 3 | $2.4M |
| Charitable organizations | 3 | $4.0M |
| Corporations/business entities | 4 | $8.5M |
States served
LA, WA, HI
All web addresses on file
Official SEC filing: View on IAPD