NORTH CAPITAL

NORTH CAPITAL, INC.

CRD 148802 · SEC 801-110598

Visit website

623 E FORT UNION BLVD., SUITE 101, SALT LAKE CITY, UT, 84047, United States

Phone

888-625-7768 X1

Fax

801-210-7851

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$365.8M

Discretionary AUM

$343.0M

Team

12 total employees; 6 advisory reps; 5 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-05-05

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (institutions)FINANCIAL PLANNING SOFTWARE SERVICES.

Client types

Type	Clients	AUM
Individuals	119	$22.4M
High net worth individuals	51	$246.4M
Banking/thrift institutions	1	$7.2M
Investment companies	1	$66.7M
Pension/profit sharing plans	3	$12.7M
Charitable organizations	3	$6.5M
Corporations/business entities	4	$3.9M

States served

CA, GA, NY, UT, TX

All web addresses on file

https://advisory.northcapital.com/
https://www.northcapital.com/advisory
https://www.linkedin.com/in/paul-bowers-9920b3189/
http://www.compassvest.com
https://www.linkedin.com/in/dowdjp/

Official SEC filing: View on IAPD