Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
NOMURA ASSET MANAGEMENT U.S.A. INC.

CRD 108222

New York, NY

Corporate platform

Corporation

$576.3M7 advisorsPercentage of AUM; Performance-based feesView
REZNY WEALTH MANAGEMENT, INC.

CRD 109638

Fort Myers, FL

Corporate platform

Corporation

$576.0M2 advisorsPercentage of AUM; Hourly chargesView
BERKELEY, INC

CRD 117667

Boise, ID

Corporate platform

Corporation

$573.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
FSA ADVISORS, INC.

CRD 286251

Troy, MI

Corporate platform

Corporation

$573.4M31 advisorsPercentage of AUM · Hourly charges +2 moreView
G.W. SHERWOLD ASSOCIATES, INC.

CRD 42186

Lake Forest, CA

Corporate platform

Corporation

$572.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CONNING INVESTMENT PRODUCTS, INC.

CRD 120387

Hartford, CT

Corporate platform

Corporation

$572.0M5 advisorsPercentage of AUMView
CLEAN YIELD ASSET MANAGEMENT

CRD 104826

Norwich, VT

Corporate platform

Corporation

$571.2M8 advisorsPercentage of AUM · Fixed fees +1 moreView
LIFESTYLE ASSET MANAGEMENT, INC.

CRD 157450

Friendswood, TX

Corporate platform

Corporation

$571.2M13 advisorsPercentage of AUM; Hourly chargesView
TTP INVESTMENTS, INC.

CRD 284082

San Jose, CA

Corporate platform

Corporation

$570.6M3 advisorsPercentage of AUM; FOR CLIENTS WHOSE MONEY WE DO NOT MANAGE - VERY INFREQUENTView
FREEDOM INVESTMENT MANAGEMENT, INC.

CRD 126052

South Windsor, CT

Corporate platform

Corporation

$568.7M6 advisorsPercentage of AUM; MINIMUM MONTHLY ACCOUNT FEEView
HILLCREST FINANCIAL GROUP

CRD 317862

Thousand Oaks, CA

Corporate platform

Corporation

$567.8M5 advisorsPercentage of AUM; Fixed feesView
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

CRD 110459

Hong Kong

Corporate platform

Corporation

$566.7M10 advisorsPercentage of AUMView
RHINO INVESTMENT PARTNERS, INC.

CRD 283692

West Conshohocken, PA

Corporate platform

Corporation

$566.2M2 advisorsPercentage of AUM; Performance-based feesView
FIRST KENTUCKY SECURITIES CORP

CRD 7524

Louisville, KY

Corporate platform

Corporation

$566.0M16 advisorsPercentage of AUM · Hourly charges +3 moreView
FIRST FIDUCIARY INVESTMENT COUNSEL INC

CRD 111144

Cleveland, OH

Corporate platform

Corporation

$565.5M3 advisorsPercentage of AUM; Fixed feesView
SHIKIAR ASSET MANAGEMENT INC

CRD 107533

New York, NY

Corporate platform

Corporation

$564.0M4 advisorsPercentage of AUMView
LGG FINANCIAL

CRD 305002

Bethesda, MD

Corporate platform

Corporation

$563.9M2 advisorsPercentage of AUMView
DARA CAPITAL US, INC.

CRD 153544

Miami, FL

Corporate platform

Corporation

$563.1M2 advisorsPercentage of AUM · Fixed fees +1 moreView
SGH WEALTH MANAGEMENT

CRD 284067

Lathrup Village, MI

Corporate platform

Corporation

$561.8M6 advisorsPercentage of AUM · Hourly charges +1 moreView
WEDGEWOOD PARTNERS, INC.

CRD 21923

St. Louis, MO

Corporate platform

Corporation

$560.7M3 advisorsPercentage of AUMView
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES

CRD 289463

Richmond, KY

Corporate platform

Corporation

$559.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
M. KRAUS & COMPANY

CRD 106749

Shelburne, VT

Corporate platform

Corporation

$559.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPITAL INVESTMENT MANAGEMENT, INC

CRD 113917

Lee'S Summit, MO

Corporate platform

Corporation

$558.9M5 advisorsPercentage of AUM · Fixed fees +1 moreView
PAULSON WEALTH MANAGEMENT INC.

CRD 150374

West Palm Beach, FL

Corporate platform

Corporation

$558.9M5 advisorsPercentage of AUM · Hourly charges +1 moreView
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